SEC OCIE Releases 2022 Examination Priorities for Investment Advisers , Broker - Dealers , and Other Financial Industry Professionals | Lowenstein Sandler LLP

The US Securities and Exchange Commission (SEC) has published its priorities for 2022, which will focus on advisers to private funds and environmental, social, and governance. Here is the full list of key areas being considered by the examination watchdog.

Source: jdsupra.com
Published on 2022-04-29