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The SEC Division of Examinations Announces 2023 Priorities , Including Key Areas for Registered Investment Advisers , Registered Investment Companies , and Broker - Dealers | K & L Gates LLP

The US Securities and Exchange Commission (SEC) has announced its examination priorities for the upcoming year. Here are some of the key areas of focus for this year's financial year, which could see a significant increase in the risks to investors and the markets.

Source: jdsupra.com
Published on 2023-02-18

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