SEC Division Of Examinations Releases 2022 Examination Priorities For Investment Advisers , Broker - Dealers , And Other Financial Industry Professionals - Securities

The US Securities and Exchange Commission (SEC) has published its priorities for 2022, which will focus on advisers to private funds and environmental, social, and governance. Here's the full list of key areas being considered by the regulator.

Source: mondaq.com
Published on 2022-05-04